Tag Archives: SFO

证券及期货事务监察委员会（“证监会”）不时要求持牌公司在行使其对中介人的监管权力时提供资料。

From time to time licensed firms are required by the Securities and Futures Commission (the “SFC”) to provide information in the exercise of its supervisory powers over intermediaries.

On 16 December 2016, the Securities and Futures Commission (“SFC”) published, in a circular (http://www.sfc.hk/edistributionWeb/gateway/EN/circular/openFile?refNo =16EC68 and annexes http://www.sfc.hk/edistributionWeb/gateway/EN/circular/openAppendix?r efNo=16EC68&appendix=0), new measures to heighten the accountability of senior management of all licensed corporations.