Categories Financial Services Regulatory, Commercial and Litigation Challenging the admissibility of self-incriminating materials provided by listed companies to the Stock Exchange and the SFC (2017) Categories Financial Services Regulatory, Commercial and Litigation Posted on March 15, 2017June 7, 2022 From time to time licensed firms are required by the Securities and Futures Commission (the “SFC”) to provide information in the exercise of its supervisory powers over intermediaries.
